0001096906-14-001493.txt : 20141105 0001096906-14-001493.hdr.sgml : 20141105 20141105110535 ACCESSION NUMBER: 0001096906-14-001493 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141105 DATE AS OF CHANGE: 20141105 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TREASURE ISLAND ROYALTY TRUST CENTRAL INDEX KEY: 0001175872 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 026148888 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78958 FILM NUMBER: 141195786 BUSINESS ADDRESS: STREET 1: WACHOVIA BANK, N.A., AS TRUSTEE OF TRUST STREET 2: 5847 SAN FELIPE, SUITE 1050 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: 713-278-4320 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PARKWAY EAST STREET 2: SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MCKENZIE RICHARD C JR CENTRAL INDEX KEY: 0001004823 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 118 JOHN STREET CITY: GREENWICH STATE: CT ZIP: 06831 SC 13D/A 1 treasureisland.htm TREASURE ISLAND ROYALTY TRUST SCH13DA treasureisland.htm
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
Under the Securities Exchange Act of 1934
(Amendment No. 22)*
 
TREASURE ISLAND ROYALTY TRUST
(Name of Issuer)
 
TRUST UNITS
(Title of Class of Securities)
 
89462609
(CUSIP Number)
 
Jonathan M. Wells, Esq.
Gilbride, Tusa, Last & Spellane LLC
31 Brookside Drive
Greenwich, CT 06830

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
October 31, 2014
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
1
 
 
 CUSIP No. 894626209
 
 
1.
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Richard C. McKenzie, Jr.
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a)
o
   
(b)
o
 
 
3.
SEC Use Only
 
 
4.
Source of Funds (See Instructions)
Not Applicable
 
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
 
 
6.
Citizenship or Place of Organization
U.S.A.
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
5,464,791
 
 
8.
Shared Voting Power 
 
9.
Sole Dispositive Power 
 
5,464,791
 
 
10.
Shared Dispositive Power 
 
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person 
5,464,791
 
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o
 
 
13.
Percent of Class Represented by Amount in Row (11) 
12.84%*
 
 
14.
Type of Reporting Person (See Instructions)
IN
 
* According to the issuer’s Form 10-Q filed November 2, 2007, as of November 2, 2007 it had 42,574,298 Trust Units outstanding.
 
 
2
 
 
Item 1.
Security and Issuer
 
No material change
   
Item 2.
Identity and Background
 
No material change
   
Item 3.
Source and Amount of Funds or Other Consideration
  No material change

Item 4.
Purpose of Transaction
 
No material change
   
Item 5. Interest in Securities of the Issuer
   
(a) The responses to items 7 – 13 of the cover page of this Schedule 13D are incorporated by reference.
   
(b) The responses to items 7 – 13 of the cover page of this Schedule 13D are incorporated by reference.
 
(c)  Date     Units Sold       Price
                 
 
7/15/2013
     97,500     $ 0.3000
 
7/29/2013
     10,000     $ 0.4200
 
8/09/2013
     15,600     $ 0.4000
 
8/14/2013
     3,000     $ 0.4000
 
8/23/2013
     2,500     $ 0.4000
 
8/27/2013
     22,124     $ 0.4000
 
9/20/2013
     20,700     $ 0.37072
 
9/30/2013
     2,100     $ 0.4000
 
10/1/2013
     300     $ 0.4000
 
10/2/2013
     6,250     $ 0.4000
 
10/23/2013
     103,900     $ 0.3711
 
10/28/2013
     155,000     $ 0.4000
  02/20/2014     5,000     $   0.2800
   02/21/2014       3,536     $   0.2800
  03/03/2014     150,500     $  0.3100
  03/04/2014      500     $  0.3100
  03/05/2014      10,000     $  0.3100
  03/06/2014      58,000     $  0.3100
  03/26/2014      60,900     $ 0.3200
  05/02/2014      500     $ 0.2300
  06/06/2014     5,000     $ 0.1850
  06/23/2014      15,000     $ 0.1850
  08/29/2014     100,000     $ 0.1700
  10/28/2014      117,000     $ 0.0450
  10/31/2014      20,000     $ 0.0496
  11/03/2014      20,500     $ 0.0506
  11/04/2014      135,000     $ 0.0417
 
Item 6.    
   
(d) No material change
   
(e) Not applicable
   
  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
   
Item 7. No material change
   
  Material to Be Filed as Exhibits
   
  No material change
 
[SIGNATURE PAGE FOLLOWS]

 
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Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
November 5, 2014
Date
 
/s/ Richard C. McKenzie, Jr.
Signature
 
 
 
 
 
 
 
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